Marc Holmes - 13 Dec 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Marketing Officer
Signature
/s/ Paul Warensky, by power of attorney
Issuer symbol
HCP
Transactions as of
13 Dec 2021
Transactions value $
$0
Form type
4
Date filed
15 Dec 2021, 19:19
Previous filing
08 Dec 2021
Next filing
16 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Common Stock Other -138K -59.3% 95K 13 Dec 2021 Direct F1, F2
transaction HCP Common Stock Other -95K -100% 0 13 Dec 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Other +138K 138K 13 Dec 2021 Class B Common Stock 138K Direct F1, F3, F4
transaction HCP Restricted Stock Units Other +95K 95K 13 Dec 2021 Class A Common Stock 95K Direct F4, F5, F6
transaction HCP Employee Stock Option (right to buy) Other -314K -100% 0 13 Dec 2021 Common Stock 314K $5.32 Direct F1, F7
transaction HCP Employee Stock Option (right to buy) Other +314K 314K 13 Dec 2021 Class B Common Stock 314K $5.32 Direct F1, F7
transaction HCP Employee Stock Option (right to buy) Other -100K -100% 0 13 Dec 2021 Common Stock 100K $5.70 Direct F1, F8
transaction HCP Employee Stock Option (right to buy) Other +100K 100K 13 Dec 2021 Class B Common Stock 100K $5.70 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
F2 The shares are represented by restricted stock units, or RSUs.
F3 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F4 The RSUs vest as to 25% on January 31, 2022 and the remaining shares vest in twelve equal quarterly installments beginning on March 20, 2022.
F5 Each RSU represents a contingent right to receive one share of Issuer Class A Common Stock.
F6 The RSUs vest as to 50% on December 9, 2023 and the remaining shares vest in eight equal quarterly installments beginning on December 20, 2023.
F7 The shares underlying the option vested as to 25% of the total shares on February 19, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
F8 The shares underlying the option vested as to 25% of the total shares on February 19, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.