Marc Holmes - Jan 31, 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role: Chief Marketing Officer
Signature: /s/ Paul Warenski, by power of attorney
Stock symbol: HCP
Transactions as of: Jan 31, 2022
Transactions value $: $0
Form type: 4
Date filed: 5/16/2022, 08:11 PM
Previous filing: Dec 15, 2021
Next filing: Mar 22, 2022
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HCP	Restricted Stock Units	Options Exercise	$0	-34.6K	-25%	$0.00	104K	Jan 31, 2022	Class B Common Stock	34.6K		Direct	F1, F2
transaction	HCP	Class B Common Stock	Options Exercise	$0	+34.6K		$0.00	34.6K	Jan 31, 2022	Class A Common Stock	34.6K		Direct	F1, F3
transaction	HCP	Class B Common Stock	Tax liability	$0	-11.4K	-33.1%	$0.00	23.1K	Jan 31, 2022	Class A Common Stock	11.4K		Direct	F1, F3, F4
transaction	HCP	Resticted Stock Units	Award	$0	+23.5K		$0.00	23.5K	Feb 1, 2022	Class A Common Stock	23.5K		Direct	F5, F6

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F2	The reported shares are represented by restricted stock units, or RSUs, which vest in twelve equal quarterly installments beginning on March 20, 2022.
F3	Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4	The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F5	Each RSU represents a contingent right to receive one share of Issuer Class A Common Stock.
F6	The RSUs vest in sixteen equal quarterly installments beginning on June 20, 2022.