Marc Holmes - 31 Jan 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Marketing Officer
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
31 Jan 2022
Transactions value $
$0
Form type
4
Date filed
16 May 2022, 20:11
Previous filing
15 Dec 2021
Next filing
22 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -34.6K -25% $0.00 104K 31 Jan 2022 Class B Common Stock 34.6K Direct F1, F2
transaction HCP Class B Common Stock Options Exercise $0 +34.6K $0.00 34.6K 31 Jan 2022 Class A Common Stock 34.6K Direct F1, F3
transaction HCP Class B Common Stock Tax liability $0 -11.4K -33.1% $0.00 23.1K 31 Jan 2022 Class A Common Stock 11.4K Direct F1, F3, F4
transaction HCP Resticted Stock Units Award $0 +23.5K $0.00 23.5K 01 Feb 2022 Class A Common Stock 23.5K Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F2 The reported shares are represented by restricted stock units, or RSUs, which vest in twelve equal quarterly installments beginning on March 20, 2022.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F5 Each RSU represents a contingent right to receive one share of Issuer Class A Common Stock.
F6 The RSUs vest in sixteen equal quarterly installments beginning on June 20, 2022.