Ledger Susan St. - 20 Dec 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
20 Dec 2021
Net transactions value
$0
Form type
4
Filing time
22 Dec 2021, 19:33:04 UTC
Previous filing
15 Dec 2021
Next filing
22 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -11,250 -12% $0.000000 78,750 20 Dec 2021 Class B Common Stock 11,250 Direct F1, F2
transaction HCP Class B Common Stock Options Exercise $0 +11,250 +12% $0.000000 101,250 20 Dec 2021 Class A Common Stock 11,250 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F2 The RSUs vest in seven equal quarterly installments beginning on March 20, 2022.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.