Ledger Susan St. - 01 Feb 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warensky, by power of attorney
Issuer symbol
HCP
Transactions as of
01 Feb 2022
Transactions value $
$0
Form type
4
Filing time
22 Mar 2022, 21:27:56 UTC
Previous filing
22 Dec 2021
Next filing
17 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +138 138 20 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Award $0 +552 $0 552 01 Feb 2022 Class A Common Stock 552 Direct F1, F2
transaction HCP Restricted Stock Units Options Exercise $0 -138 -25% $0 414 20 Mar 2022 Class A Common Stock 138 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -11,250 -14% $0 67,500 20 Mar 2022 Class B Common Stock 11,250 Direct F4, F5
transaction HCP Class B Common Stock Options Exercise $0 +11,250 +11% $0 112,500 20 Mar 2022 Class A Common Stock 11,250 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 The RSUs vest in four equal quarterly installments beginning on March 20, 2022.
F3 The remaining RSUs vest in three equal quarterly installments beginning on June 20, 2022.
F4 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class B Common Stock.
F5 The remaining RSUs vest in six equal quarterly installments beginning on June 20, 2022.
F6 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.