Navam Welihinda - 21 Dec 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Financial Officer
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
21 Dec 2021
Net transactions value
-$1,641,201
Form type
4
Filing time
23 Dec 2021, 17:31:55 UTC
Previous filing
15 Dec 2021
Next filing
16 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Common Stock Conversion of derivative security +4,020 4,020 21 Dec 2021 Direct F1
transaction HCP Common Stock Sale $341,833 -4,020 -100% $85.03 0 21 Dec 2021 Direct F2
transaction HCP Common Stock Conversion of derivative security +2,228 2,228 22 Dec 2021 Direct F1
transaction HCP Common Stock Sale $153,753 -1,800 -81% $85.42 428 22 Dec 2021 Direct F3
transaction HCP Common Stock Sale $36,863 -428 -100% $86.13 0 22 Dec 2021 Direct F4
transaction HCP Common Stock Conversion of derivative security +12,493 12,493 23 Dec 2021 Direct F1
transaction HCP Common Stock Sale $546,612 -6,247 -50% $87.50 6,246 23 Dec 2021 Direct
transaction HCP Common Stock Sale $562,140 -6,246 -100% $90.00 0 23 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Employee Stock Option (right to buy) Options Exercise $0 -4,020 -2.6% $0.000000 149,732 21 Dec 2021 Class B Common Stock 4,020 $5.32 Direct F5
transaction HCP Class B Common Stock Options Exercise $0 +4,020 +2.2% $0.000000 184,048 21 Dec 2021 Class A Common Stock 4,020 Direct F1
transaction HCP Class B Common Stock Conversion of derivative security $0 -4,020 -2.2% $0.000000 180,028 21 Dec 2021 Class A Common Stock 4,020 Direct F1
transaction HCP Employee Stock Option (right to buy) Options Exercise $0 -2,228 -1.5% $0.000000 147,504 22 Dec 2021 Class B Common Stock 2,228 $5.32 Direct F5
transaction HCP Class B Common Stock Options Exercise $0 +2,228 +1.2% $0.000000 182,256 22 Dec 2021 Class A Common Stock 2,228 Direct F1
transaction HCP Class B Common Stock Conversion of derivative security $0 -2,228 -1.2% $0.000000 180,028 22 Dec 2021 Class A Common Stock 2,228 Direct F1
transaction HCP Employee Stock Option (right to buy) Options Exercise $0 -12,493 -8.5% $0.000000 135,011 23 Dec 2021 Class B Common Stock 12,493 $5.32 Direct F5
transaction HCP Class B Common Stock Options Exercise $0 +12,493 +6.9% $0.000000 192,521 23 Dec 2021 Class A Common Stock 12,493 Direct F1
transaction HCP Class B Common Stock Conversion of derivative security $0 -12,493 -6.5% $0.000000 180,028 23 Dec 2021 Class A Common Stock 12,493 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.04 to $85.90, inclusive.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.05 to $86.29, inclusive.
F5 The shares underlying the option vested as to 25% of the total shares on February 27, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.