Navam Welihinda - 27 Dec 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Financial Officer
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
27 Dec 2021
Net transactions value
+$1,631
Form type
4
Filing time
16 May 2022, 20:08:46 UTC
Previous filing
23 Dec 2021
Next filing
22 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security $816 +3,500 $0.2330* 3,500 27 Dec 2021 Direct
transaction HCP Class A Common Stock Conversion of derivative security $816 +3,500 +100% $0.2330* 7,000 24 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Employee Stock Option (right to buy) Options Exercise $0 -3,500 -2.1% $0.000000 166,727 27 Dec 2021 Class B Common Stock 3,500 $0.2330 Direct F1
transaction HCP Class B Common Stock Options Exercise $0 +3,500 +1.9% $0.000000 183,528 27 Dec 2021 Class A Common Stock 3,500 Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -3,500 -1.9% $0.000000 180,028 27 Dec 2021 Class A Common Stock 3,500 Direct F2
transaction HCP Employee Stock Option (right to buy) Options Exercise $0 -3,500 -2.1% $0.000000 163,227 24 Jan 2022 Class B Common Stock 3,500 $0.2330 Direct F1
transaction HCP Class B Common Stock Options Exercise $0 +3,500 +1.9% $0.000000 183,528 24 Jan 2022 Class A Common Stock 3,500 Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -3,500 -1.9% $0.000000 180,028 24 Jan 2022 Class A Common Stock 3,500 Direct F2
transaction HCP Restricted Stock Units Options Exercise $0 -30,275 -25% $0.000000 90,725 31 Jan 2022 Class B Common Stock 30,275 Direct F3, F4
transaction HCP Class B Common Stock Options Exercise $0 +30,275 +17% $0.000000 210,303 31 Jan 2022 Class A Common Stock 30,275 Direct F2
transaction HCP Class B Common Stock Tax liability $0 -12,857 -6.1% $0.000000 197,446 31 Jan 2022 Class A Common Stock 12,857 Direct F2, F5
transaction HCP Restricted Stock Units Award $0 +53,764 $0.000000 53,764 01 Feb 2022 Class A Common Stock 53,764 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares underlying the option are fully vested and immediately exercisable.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class B Common Stock.
F4 The RSUs vest in twelve equal quarterly installments beginning on March 20, 2022.
F5 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F6 Each RSU represents a contingent right to receive one share of Issuer Class A Common Stock.
F7 The RSUs vest in sixteen equal quarterly installments beginning on June 20, 2022.