Mark E. Strome - 01 Jul 2025 Form 4 Insider Report for HeartBeam, Inc. (BEAT)

Role: 10%+ Owner
Signature: /s/ Mark E. Strome
Issuer symbol: BEAT
Transactions as of: 01 Jul 2025
Net transactions value: $0
Form type: 4
Filing time: 02 Oct 2025, 21:57:57 UTC
Previous filing: 21 Jan 2025
Next filing: 20 Oct 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
STROME MARK E	10%+ Owner	2118 WALSH AVENUE, SUITE 210, SANTA CLARA	/s/ Mark E. Strome	02 Oct 2025	0000919484

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	BEAT	Common Stock						3,150,000	01 Jul 2025	See Footnote	F1
holding	BEAT	Common Stock						57,146	01 Jul 2025	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	BEAT	Restricted Stock Award						60,483	01 Jul 2025	Common Stock	60,483	$0.000000	Direct	F2, F3
holding	BEAT	Common Stock (right to buy)						36,364	01 Jul 2025	Common Stock	36,364	$1.65	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported securities are held directly by Strome Mezzanine Fund II, LP, Mark E. Strome Living Trust and Strome Dynasty, LLC. Mr. Strome has the authority to vote and dispose of the reported securities held by each of these entities. Mr. Strome disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that Mr. Strome is a beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2	These securities are restricted stock units (RSUs) granted on July 11, 2025. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of July 11, 2026, or the date of the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's 2022 Equity Inventive Plan) through the applicable vesting date.
F3	RSUs do not expire, they either vest or are canceled prior to vesting date
F4	Granted options on September 30, 2025, one half of the total number of Shares subject to the Special Option shall vest on the three-month anniversary of the vesting commencement date (July 1, 2025) and the remaining Shares shall vest on the six-month anniversary of the vesting commencement date. These options have been issued from the Company's 2022 Equity Incentive Plan.