Mark E. Strome - 13 Oct 2025 Form 4 Insider Report for Zivo Bioscience, Inc. (ZIVO)

Role
10%+ Owner
Signature
/s/ Mark E. Strome
Issuer symbol
ZIVO
Transactions as of
13 Oct 2025
Net transactions value
+$249,996
Form type
4
Filing time
20 Oct 2025, 16:19:13 UTC
Previous filing
02 Oct 2025
Next filing
22 Dec 2025
SEC
View on sec.gov

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
STROME MARK E 10%+ Owner 1688 MERIDIAN AVENUE,, SUITE 727, MIAMI BEACH /s/ Mark E. Strome 20 Oct 2025 0000919484
STROME INVESTMENT MANAGEMENT LP Affiliate of 10% Owner C/O STROME GROUP, INC., 13535 VENTURA BLVD., STE C-525, SHERMAN OAKS /s/ Mark E. Strome, as President of General Partner, on behalf of Strome Investment Management, LP 20 Oct 2025 0000936711
STROME GROUP, INC. Affiliate of 10% Owner 13535 VENTURA BLVD.,, STE C-525, SHERMAN OAKS /s/ Mark E. Strome, as President of General Partner, on behalf of Strome Group, Inc. 20 Oct 2025 0001724136

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZIVO Common Stock Purchase $249,996 +20,259 +4.7% $12.34 452,942 13 Oct 2025 By entity F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZIVO Common Stock Purchase Warrant Purchase $0 +2,025 +4.9% $0.000000 43,071 13 Oct 2025 Common Stock 2,025 $12.34 By entity F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are owned directly by Strome Mezzanine Fund II, LP ("SMF II"), which were acquired pursuant to a Securities Purchase Agreement that SMF II entered into with the issuer.
F2 Strome Investment Management, LP is the general partner of SMF II. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark E. Strome is the President and CEO of Strome Group, Inc. Mr. Strome, Strome Investment Management, LP and Strome Group, Inc. (together, the "Reporting Persons") may be deemed to share voting and investment power for and to beneficially own the shares held by SMF II under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act").
F3 Pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein.