Richard D. Fairbank - Mar 10, 2025 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Role
Chairman and CEO, Director
Signature
/s/ Blaise F. Brennan (POA on file)
Stock symbol
COF
Transactions as of
Mar 10, 2025
Transactions value $
-$8,531,728
Form type
4
Date filed
3/12/2025, 07:40 PM
Previous filing
Feb 19, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Award $0 +67.3K +1.7% $0.00 4.03M Mar 10, 2025 Direct F1, F2
transaction COF Common Stock Tax liability -$4.98M -30.4K -0.75% $163.87 4M Mar 10, 2025 Direct F3
transaction COF Common Stock Award $0 +48.1K +1.2% $0.00 4.05M Mar 10, 2025 Direct F4
transaction COF Common Stock Tax liability -$3.55M -21.7K -0.54% $163.87 4.02M Mar 10, 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2 Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
F3 These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
F4 These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's total shareholder return against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.