RICHARD D. FAIRBANK - 03 Jun 2025 Form 4 Insider Report for CAPITAL ONE FINANCIAL CORP (COF)

Signature
/s/ Blaise F. Brennan (POA on file)
Issuer symbol
COF
Transactions as of
03 Jun 2025
Transactions value $
$0
Form type
4
Filing time
05 Jun 2025, 17:41:42 UTC
Previous filing
12 Mar 2025
Next filing
29 Oct 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
FAIRBANK RICHARD D Chairman and CEO, Director 1680 CAPITAL ONE DRIVE, MCLEAN /s/ Blaise F. Brennan (POA on file) 05 Jun 2025 0001238032

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COF Common Stock Award $0 +76.7K +1.91% $0.00 4.1M 03 Jun 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COF Restricted Stock Units Award $0 +76.7K +76676% $0.00 76.8K 03 Jun 2025 Common Stock 76.7K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This restricted stock unit award will vest on June 3, 2030. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F2 Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.