John Pavlish - Jun 5, 2023 Form 4 Insider Report for Midwest Energy Emissions Corp. (MEEC)

Role
Senior VP/Chief Tech Officer
Signature
/s/ John Pavlish
Stock symbol
MEEC
Transactions as of
Jun 5, 2023
Transactions value $
$0
Form type
4
Date filed
6/7/2023, 07:05 PM
Previous filing
Feb 22, 2023
Next filing
Jun 30, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MEEC Common Stock Options Exercise $1.99K +6.88K +0.65% $0.29 1.06M Jun 5, 2023 Direct F1
transaction MEEC Common Stock Tax liability -$1.99K -5.25K -0.49% $0.38 1.06M Jun 5, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MEEC Stock Option (Right to Buy) Options Exercise $0 -6.88K -100% $0.00* 0 Jun 5, 2023 Common Stock 6.88K $0.29 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,875 shares of common stock, pursuant to which 5,246 shares were withheld by the Issuer at a market price of $0.38 per share to pay the exercise price of $0.29 per share, resulting in 1,629 shares of common stock being issued to the Reporting Person on a net basis.