John Pavlish - Jun 28, 2023 Form 4 Insider Report for Midwest Energy Emissions Corp. (MEEC)

Role
Senior VP/Chief Tech Officer
Signature
/s/ John Pavlish
Stock symbol
MEEC
Transactions as of
Jun 28, 2023
Transactions value $
$0
Form type
4
Date filed
6/30/2023, 05:23 PM
Previous filing
Jun 7, 2023
Next filing
Aug 1, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MEEC Common Stock Options Exercise $2.89K +13.8K +1.3% $0.21 1.07M Jun 28, 2023 Direct F1
transaction MEEC Common Stock Tax liability -$2.89K -9.63K -0.9% $0.30 1.06M Jun 28, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MEEC Stock Option (Right to Buy) Options Exercise $0 -13.8K -100% $0.00* 0 Jun 28, 2023 Common Stock 13.8K $0.21 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 9,625 shares were withheld by the Issuer at a market price of $0.30 per share to pay the exercise price of $0.21 per share, resulting in 4,125 shares of common stock being issued to the Reporting Person on a net basis.