| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Neville Patrick Sean | Director | C/O CIRCLE INTERNET GROUP, INC, ONE WORLD TRADE CENTER, 87TH FLOOR, NEW YORK | Sarah Wilson, as Attorney-in-Fact for Patrick Sean Neville | 09 Jun 2025 | 0002060511 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CRCL | Class A Common Stock | Disposed to Issuer | -3,626,730 | -100% | 0 | 06 Jun 2025 | Direct | F1, F2 | ||
| transaction | CRCL | Class A Common Stock | Disposed to Issuer | -167,842 | -100% | 0 | 06 Jun 2025 | By Neville 2025 Qualified Annuity Trust | F1, F2, F4 | ||
| transaction | CRCL | Class A Common Stock | Conversion of derivative security | +1,000,000 | 1,000,000 | 06 Jun 2025 | Direct | F2, F3 | |||
| transaction | CRCL | Class A Common Stock | Sale | $29,300,000 | -1,000,000 | -100% | $29.30 | 0 | 06 Jun 2025 | Direct | |
| holding | CRCL | Class A Common Stock | 67,137 | 06 Jun 2025 | By Calico Trust | F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CRCL | Class B Common Stock | Award | +3,619,670 | 3,619,670 | 06 Jun 2025 | Class A Common Stock | 3,619,670 | Direct | F1, F2 | ||||
| transaction | CRCL | Class B Common Stock | Award | +167,842 | 167,842 | 06 Jun 2025 | Class A Common Stock | 167,842 | By Neville 2025 Qualified Annuity Trust | F1, F2, F4 | ||||
| transaction | CRCL | Class B Common Stock | Conversion of derivative security | $0 | -1,000,000 | -28% | $0.000000 | 2,619,670 | 06 Jun 2025 | Class B Common Stock | 1,000,000 | Direct | F2, F3 | |
| transaction | CRCL | Restricted Stock Units | Award | +7,060 | 7,060 | 06 Jun 2025 | Class B Common Stock | 7,060 | Direct | F1, F6, F7 | ||||
| transaction | CRCL | Stock Option (Right to Buy) | Disposed to Issuer | -2,059,073 | -100% | 0 | 06 Jun 2025 | Class A Common Stock | 2,059,073 | $0.0800 | Direct | F1, F8 | ||
| transaction | CRCL | Stock Option (Right to Buy) | Award | +2,059,073 | 2,059,073 | 06 Jun 2025 | Class B Common Stock | 2,059,073 | $0.0800 | Direct | F1, F8 |
| Id | Content |
|---|---|
| F1 | Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, immediately upon the effectiveness thereof, each such share of Class A Common Stock held by the Reporting Person was automatically converted into a share of Class B Common Stock, on a one-for-one basis. |
| F2 | Each share of Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the Reporting Person. In addition, each share of Class B Common Stock will convert automatically into Class A Common Stock on a one-for-one basis upon any transfer of such share, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. Shares of Class B Common Stock do not expire. |
| F3 | On June 6, 2025, the Reporting Person directed the sale of 1,000,000 shares of Class B Common Stock, resulting in the automatic conversion of the shares into Class A Common Stock upon execution of the sale. |
| F4 | Represents shares of Class B Common stock held through an irrevocable grantor trust, of which the Reporting Person's wife, daughter and brother-in-law are trustees and the Reporting Person's children are beneficiaries. The Reporting Person disclaims beneficial ownership of the shares of Class B Common Stock except to the extent of his pecuniary interest therein. |
| F5 | Represents shares of Class A Common stock held through an irrevocable grantor trust, of which the Reporting Person's wife, daughter and brother-in-law are trustees and the Reporting Person's children are beneficiaries. The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock except to the extent of his pecuniary interest therein. |
| F6 | Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock. |
| F7 | The Restricted Stock Units will vest on January 1, 2026. |
| F8 | The options are fully vested. |