Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Neville Patrick Sean | Director | C/O CIRCLE INTERNET GROUP, INC., ONE WORLD TRADE CENTER, 87TH FLOOR, NEW YORK | Sarah Wilson, as Attorney-in-Fact for Patrick Sean Neville | 2025-08-20 | 0002060511 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CRCL | Class A Common Stock | Conversion of derivative security | +260K | 260K | Aug 18, 2025 | Direct | F1, F2 | |||
transaction | CRCL | Class A Common Stock | Sale | -$33.1M | -260K | -100% | $127.08 | 0 | Aug 18, 2025 | Direct | F3 |
holding | CRCL | Class A Common Stock | 67.1K | Aug 18, 2025 | By Calico Trust | F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CRCL | Class B Common Stock | Conversion of derivative security | $0 | -260K | -9.94% | $0.00 | 2.36M | Aug 18, 2025 | Class B Common Stock | 260K | Direct | F1, F2 | |
holding | CRCL | Class B Common Stock | 168K | Aug 18, 2025 | Class A Common Stock | 168K | By Neville 2025 Qualified Annuity Trust | F5 |
Id | Content |
---|---|
F1 | Each share of Class B common stock is convertible into Class A common stock on a one-for-one basis at the option of the Reporting Person. In addition, each share of Class B common stock will convert automatically into Class A common stock on a one-for-one basis upon any transfer of such share, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation. Shares of Class B common stock do not expire. |
F2 | On August 18, 2025, the Reporting Person directed the sale of 260,374 shares of Class B common stock as part of the Issuer's secondary offering, resulting in the automatic conversion of the shares into Class A common stock upon execution of the sale. |
F3 | Represents shares of Class A common stock sold by the Reporting Person as part of a secondary offering of the Issuer's shares. |
F4 | Represents shares of Class A common stock held through an irrevocable grantor trust, of which the Reporting Person's wife, daughter and brother-in-law are trustees and the Reporting Person's child is the beneficiary. The Reporting Person disclaims beneficial ownership of the shares of Class A common stock. |
F5 | Represents shares of Class B Common stock held through an irrevocable grantor trust, of which the Reporting Person is the sole trustee and the Reporting Person is a beneficiary. The Reporting Person is entitled to annuity payments from the trust, with any remaining assets to be distributed to the Calico Trust, of which the Reporting Person's child is the beneficiary. The Reporting Person disclaims beneficial ownership of the shares of Class B common stock except to the extent of his pecuniary interest therein. |