Keri Davis - 19 Sep 2025 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role
CFO
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Issuer symbol
GECC
Transactions as of
19 Sep 2025
Transactions value $
-$31,147
Form type
4
Filing time
23 Sep 2025, 21:53:42 UTC
Previous filing
27 Sep 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Davis Keri CFO C/O GREAT ELM CAPITAL CORP., 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS /s/ Adam M. Kleinman, attorney-in-fact 23 Sep 2025 0001770670

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Award $0 +3,820 +19.7% $0 23,212 19 Sep 2025 Direct F1
transaction GECC Common Stock Award $0 +1,406 +6.06% $0 24,618 19 Sep 2025 Direct F2
transaction GECC Common Stock Tax liability -$31,146 -2,725 -11.07% $11.43 21,893 23 Sep 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ms. Davis is the CFO of Great Elm Capital Management, Inc. ("GECM"), the external investment manager of Great Elm Capital Corp. ("GECC"). Ms. Davis received an award of 3,820 shares of common stock of GECC as equity compensation for her position at GECM, 955 of which vested on the grant date, September 19, 2025, and the remainder of which will vest in equal annual installments on September 20th of each year until September 20, 2028, subject to continued service with GECM.
F2 Represents shares of common stock of GECC acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis in previous years that vested on the anniversary of those grant dates.
F3 Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3.