Keri Davis - 20 Sep 2024 Form 4/A - Amendment Insider Report for Great Elm Capital Corp. (GECC)

Role
CFO
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Issuer symbol
GECC
Transactions as of
20 Sep 2024
Net transactions value
$0
Form type
4/A - Amendment
Filing time
27 Sep 2024, 19:26:16 UTC
Date Of Original Report
24 Sep 2024
Previous filing
27 Sep 2023
Next filing
23 Sep 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Other $0 +647 +3.5% $0.000000 19,179 20 Sep 2024 Direct F1, F2
transaction GECC Common Stock Other $0 +213 +1.1% $0.000000 19,392 24 Sep 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock of Great Elm Capital Corp. acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis in previous years that vested on the anniversary of those grant dates.
F2 This amendment is being filed to correct information pertaining to the date of the acquisition and the amount of securities acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis in previous years that vested on the anniversary of those grant dates.