Keri Davis - Sep 19, 2025 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Role
Chief Financial Officer
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Stock symbol
GEG
Transactions as of
Sep 19, 2025
Transactions value $
-$15,170
Form type
4
Date filed
9/23/2025, 09:53 PM
Previous filing
Sep 27, 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Davis Keri Chief Financial Officer C/O GREAT ELM GROUP, INC., 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS /s/ Adam M. Kleinman, attorney-in-fact 2025-09-23 0001770670

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GEG Common Stock Award $0 +9.19K +23.17% $0.00 48.9K Sep 19, 2025 Direct F1
transaction GEG Common Stock Tax liability -$15.2K -5.42K -11.09% $2.80 43.4K Sep 23, 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Ms. Davis was awarded 9,191 shares of restricted stock, one-quarter of which vested on the grant date, September 19, 2025, and the remainder of which vest in equal annual installments on September 20th of each year until September 20, 2028, contingent on continued employment by Great Elm Group, Inc.
F2 Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3.