Mark Fisher - 01 Mar 2024 Form 4/A - Amendment Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Senior VP & General Counsel
Signature
/s/ Mark Fisher
Issuer symbol
SF
Transactions as of
01 Mar 2024
Transactions value $
-$169,350
Form type
4/A - Amendment
Filing time
06 Jan 2025, 16:36:27 UTC
Date Of Original Report
04 Mar 2024
Previous filing
23 Jan 2024
Next filing
12 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +4.2K +9.09% $0.00 50.4K 01 Mar 2024 Direct
transaction SF Common Stock Tax liability -$169K -2.26K -4.48% $75.00 48.1K 01 Mar 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $0 +5.98K +28.53% $0.00 26.9K 01 Mar 2024 Common Stock 5.98K $0.00 Direct F1, F2
transaction SF Phantom Stock Units Options Exercise $0 -4.2K -15.59% $0.00 22.7K 01 Mar 2024 Common Stock 4.2K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.
F2 No expiration date for these Units
F3 Currently exercisable.

Remarks:

Due to an administrative error, the number of shares reported as payment of the tax liability were incorrect.