Mark Fisher - 19 Jan 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
SENIOR VP & GENERAL COUNSEL
Signature
/s/ Mark Fisher
Issuer symbol
SF
Transactions as of
19 Jan 2024
Transactions value $
-$494,215
Form type
4
Filing time
23 Jan 2024, 16:23:36 UTC
Previous filing
13 Dec 2023
Next filing
06 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +13.2K +32.77% $0.00 53.3K 19 Jan 2024 Direct
transaction SF Common Stock Tax liability -$494K -7.15K -13.4% $69.15 46.2K 19 Jan 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -13.2K -38.59% $0.00 21K 19 Jan 2024 Common Stock 13.2K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.