Mark Fisher - Jan 8, 2025 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Senior VP & General Counsel
Signature
/s/ Mark Fisher
Stock symbol
SF
Transactions as of
Jan 8, 2025
Transactions value $
-$605,717
Form type
4
Date filed
1/10/2025, 04:37 PM
Previous filing
Mar 12, 2024
Next filing
Feb 5, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +10.4K +21.7% $0.00 58.6K Jan 8, 2025 Direct
transaction SF Common Stock Tax liability -$606K -5.71K -9.75% $106.08 52.9K Jan 8, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -10.4K -32.84% $0.00 21.4K Jan 8, 2025 Common Stock 10.4K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units