Mark Fisher - 03 Feb 2025 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Senior VP & General Counsel
Signature
Mark Fisher
Issuer symbol
SF
Transactions as of
03 Feb 2025
Net transactions value
-$436,550
Form type
4
Filing time
05 Feb 2025, 16:43:00 UTC
Previous filing
10 Jan 2025
Next filing
04 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +6,898 +13% $0.000000 59,763 03 Feb 2025 Direct
transaction SF Common Stock Tax liability $436,550 -3,715 -6.2% $117.51 56,048 03 Feb 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $0 +8,623 +40% $0.000000 29,978 03 Feb 2025 Common Stock 8,623 $0.000000 Direct F1, F2
transaction SF Phantom Stock Units Options Exercise $0 -6,898 -23% $0.000000 23,080 03 Feb 2025 Common Stock 6,898 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year.
F2 No expiration date for these Units
F3 Currently exercisable.