| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RILY | Common Stock | Disposed to Issuer | $183,493 | -44,109 | -0.64% | $4.16 | 6,800,817 | 14 Mar 2025 | Direct | F1, F2 |
| holding | RILY | Common Stock | 17,538 | 14 Mar 2025 | UTMA account of S.R. | F3, F8 | |||||
| holding | RILY | Common Stock | 17,538 | 14 Mar 2025 | UTMA account of C.R. | F4, F8 | |||||
| holding | RILY | Common Stock | 17,538 | 14 Mar 2025 | UTMA account of A.R. | F5, F8 | |||||
| holding | RILY | Common Stock | 17,537 | 14 Mar 2025 | UTMA account of E.R. | F6, F8 | |||||
| holding | RILY | Common Stock | 128,918 | 14 Mar 2025 | By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley | F7 |
| Id | Content |
|---|---|
| F1 | Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025 |
| F2 | Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. |
| F3 | The shares are held for S.R., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian. |
| F4 | The shares are held for C.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. |
| F5 | The shares are held for A.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. |
| F6 | The shares are held for E.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. |
| F7 | B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley was formerly known as "B. Riley & Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley." |
| F8 | The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |