Bryant R. Riley - Mar 14, 2025 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role: Chairman and Co-CEO, Director, 10%+ Owner
Signature: /s/ Bryant R. Riley
Stock symbol: RILY
Transactions as of: Mar 14, 2025
Transactions value $: -$183,493
Form type: 4
Date filed: 3/18/2025, 09:30 PM
Previous filing: Jun 4, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RILY	Common Stock	Disposed to Issuer	-$183K	-44.1K	-0.64%	$4.16	6.8M	Mar 14, 2025	Direct	F1, F2
holding	RILY	Common Stock						17.5K	Mar 14, 2025	UTMA account of S.R.	F3, F8
holding	RILY	Common Stock						17.5K	Mar 14, 2025	UTMA account of C.R.	F4, F8
holding	RILY	Common Stock						17.5K	Mar 14, 2025	UTMA account of A.R.	F5, F8
holding	RILY	Common Stock						17.5K	Mar 14, 2025	UTMA account of E.R.	F6, F8
holding	RILY	Common Stock						129K	Mar 14, 2025	By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025
F2	Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.
F3	The shares are held for S.R., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian.
F4	The shares are held for C.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
F5	The shares are held for A.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
F6	The shares are held for E.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
F7	B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley was formerly known as "B. Riley & Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley."
F8	The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.