BRYANT R. RILEY - 02 Jun 2025 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Chairman and Co-CEO, Director, 10%+ Owner
Signature
/s/ Bryant R. Riley
Issuer symbol
RILY
Transactions as of
02 Jun 2025
Transactions value $
-$42,792
Form type
4
Filing time
04 Jun 2025, 17:00:05 UTC
Previous filing
18 Mar 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
RILEY BRYANT R Chairman and Co-CEO, Director, 10%+ Owner C/O B RILEY FINANCIAL INC, 11100 SANTA MONICA BLVD SUITE 800, LOS ANGELES /s/ Bryant R. Riley 04 Jun 2025 0001207269

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Disposed to Issuer -$42.8K -14K -0.21% $3.05 6.79M 02 Jun 2025 Direct F1, F2
holding RILY Common Stock 17.5K 02 Jun 2025 UTMA account of S.R. F3, F8
holding RILY Common Stock 17.5K 02 Jun 2025 UTMA account of C.R. F4, F8
holding RILY Common Stock 17.5K 02 Jun 2025 UTMA account of A.R. F5, F8
holding RILY Common Stock 17.5K 02 Jun 2025 UTMA account of E.R. F6, F8
holding RILY Common Stock 129K 02 Jun 2025 By B.Riley Financial,Inc.401(k) Profit Sharing Plan FBO Bryant Riley F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025.
F2 Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.
F3 The shares are held for S.R., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian.
F4 The shares are held for C.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
F5 The shares are held for A.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
F6 The shares are held for E.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
F7 B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley was formerly known as "B. Riley & Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley."
F8 The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.