Bulho Matheus De A G Viera - 29 Oct 2025 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP Software and Control
Signature
Danielle White, Attorney-In-Fact for Matheus De A G Viera Bulho
Issuer symbol
ROK
Transactions as of
29 Oct 2025
Transactions value $
-$300,030
Form type
4
Filing time
31 Oct 2025, 17:26:38 UTC
Previous filing
03 Oct 2025
Next filing
05 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Bulho Matheus De A G Viera SVP Software and Control 1201 S. 2ND STREET, MILWAUKEE Danielle White, Attorney-In-Fact for Matheus De A G Viera Bulho 31 Oct 2025 0002016350

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $288K +822 +83.62% $350.76 1.81K 29 Oct 2025 Direct
transaction ROK Common Stock Sale -$300K -822 -45.54% $365.00 983 29 Oct 2025 Direct F1
holding ROK Common Stock 5.67 29 Oct 2025 By Savings Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Options Exercise -$288K -822 -100% $350.76 0 29 Oct 2025 Common Stock 822 $350.76 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/25/2024.
F2 Shares represented by Company Stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/29/2025.