| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Bulho Matheus De A G Viera | SVP Software and Control | 1201 S. 2ND STREET, MILWAUKEE | Danielle White, Attorney-In-Fact for Matheus De A G Viera Bulho | 2025-12-05 | 0002016350 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Common Stock | Options Exercise | $325K | +1.16K | +118.41% | $279.50 | 2.15K | Dec 4, 2025 | Direct | F1 |
| transaction | ROK | Common Stock | Options Exercise | $0 | +358 | +16.67% | $0.00 | 2.51K | Dec 4, 2025 | Direct | |
| transaction | ROK | Common Stock | Options Exercise | $669K | +2.25K | +89.94% | $297.10 | 4.76K | Dec 5, 2025 | Direct | F1 |
| transaction | ROK | Common Stock | Options Exercise | $0 | +740 | +15.55% | $0.00 | 5.5K | Dec 5, 2025 | Direct | |
| transaction | ROK | Common Stock | Sale | -$95.7K | -239 | -4.35% | $400.31 | 5.26K | Dec 4, 2025 | Direct | F1, F2 |
| transaction | ROK | Common Stock | Sale | -$95.6K | -238 | -4.53% | $401.81 | 5.02K | Dec 4, 2025 | Direct | F1, F3 |
| transaction | ROK | Common Stock | Sale | -$195K | -485 | -9.66% | $402.75 | 4.54K | Dec 4, 2025 | Direct | F1, F4 |
| transaction | ROK | Common Stock | Sale | -$81.5K | -202 | -4.45% | $403.71 | 4.33K | Dec 4, 2025 | Direct | F1, F5 |
| transaction | ROK | Common Stock | Sale | -$326K | -809 | -18.67% | $402.84 | 3.53K | Dec 5, 2025 | Direct | F1, F6 |
| transaction | ROK | Common Stock | Sale | -$474K | -1.17K | -33.3% | $403.67 | 2.35K | Dec 5, 2025 | Direct | F1, F7 |
| transaction | ROK | Common Stock | Sale | -$109K | -270 | -11.48% | $404.46 | 2.08K | Dec 5, 2025 | Direct | F1, F8 |
| transaction | ROK | Common Stock | Sale | -$38.3K | -95 | -4.57% | $402.92 | 1.99K | Dec 5, 2025 | Direct | F9, F10 |
| transaction | ROK | Common Stock | Sale | -$8.88K | -22 | -1.11% | $403.50 | 1.96K | Dec 5, 2025 | Direct | F9, F11 |
| holding | ROK | Common Stock | 5.67 | Dec 4, 2025 | By Savings Plan | F12 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Employee Stock Option (Right to Buy) | Options Exercise | -$325K | -1.16K | -49.98% | $279.50 | 1.17K | Dec 4, 2025 | Common Stock | 1.16K | $279.50 | Direct | F13 |
| transaction | ROK | Restricted Stock Units | Options Exercise | $0 | -358 | -50% | $0.00 | 358 | Dec 4, 2025 | Common Stock | 358 | Direct | F14, F15 | |
| transaction | ROK | Employee Stock Option (Right to Buy) | Options Exercise | -$669K | -2.25K | -31.91% | $297.10 | 4.81K | Dec 5, 2025 | Common Stock | 2.25K | $297.10 | Direct | F13 |
| transaction | ROK | Restricted Stock Units | Options Exercise | $0 | -740 | -33.3% | $0.00 | 1.48K | Dec 5, 2025 | Common Stock | 740 | Direct | F14, F15 | |
| holding | ROK | Common Stock Share Equivalents | 16.1 | Dec 4, 2025 | Common Stock | 16.1 | By Nonqualified Savings Plan | F16, F17, F18 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Shares exercised and sold pursuant to a Rule 10b5-1 trading plan enter into on May 30, 2025. |
| F2 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.1025 to $400.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F3 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.2650 to $401.95. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F4 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.29 to $403.09. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F5 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.4650 to $403.83. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F6 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.20 to $403.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F7 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.31 to $404.2650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F8 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $404.3850 to $404.68. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F9 | Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/4/2025. |
| F10 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.42 to $403.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F11 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.45 to $403.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F12 | Shares represented by Company Stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/29/2025. |
| F13 | The options vest in three substantially equal annual installments beginning on the date exercisable. |
| F14 | Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. |
| F15 | The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| F16 | Each unit is the economic equivalent of one share of Company common stock. |
| F17 | The share equivalents are payable in cash upon retirement or after termination of employment. |
| F18 | Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 10/29/2025. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |