Jen Hsun Huang - Aug 2, 2021 Form 4 Insider Report for NVIDIA CORP (NVDA)

Signature
/s/ Rebecca Peters, Attorney-in-Fact for Jen-Hsun Huang
Stock symbol
NVDA
Transactions as of
Aug 2, 2021
Transactions value $
-$77,409,384
Form type
4
Date filed
8/4/2021, 06:57 PM
Previous filing
Jul 6, 2021
Next filing
Sep 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NVDA Common Stock Options Exercise $1.45M +400K +7.72% $3.62* 5.58M Aug 2, 2021 Direct F1, F2
transaction NVDA Common Stock Sale -$9.12M -46.9K -0.84% $194.38 5.54M Aug 2, 2021 Direct F1, F3
transaction NVDA Common Stock Sale -$8.78M -44.9K -0.81% $195.28 5.49M Aug 2, 2021 Direct F1, F4
transaction NVDA Common Stock Sale -$10.9M -55.7K -1.01% $196.05 5.44M Aug 2, 2021 Direct F1, F5
transaction NVDA Common Stock Sale -$16.6M -83.8K -1.54% $197.40 5.35M Aug 2, 2021 Direct F1, F6
transaction NVDA Common Stock Sale -$23.8M -120K -2.24% $198.46 5.23M Aug 2, 2021 Direct F1, F7
transaction NVDA Common Stock Sale -$9.69M -48.7K -0.93% $199.06 5.18M Aug 2, 2021 Direct F1, F8
holding NVDA Common Stock 62.6M Aug 2, 2021 By Trust F2, F9, F10
holding NVDA Common Stock 4.95M Aug 2, 2021 By Partnership F2, F11
holding NVDA Common Stock 2.99M Aug 2, 2021 The Lori Lynn Huang 2016 Annuity Trust II Agreement F2, F9
holding NVDA Common Stock 2.99M Aug 2, 2021 The Jen-Hsun Huang 2016 Annuity Trust II Agreement F2, F9
holding NVDA Common Stock 2.23M Aug 2, 2021 By Irrevocable Trust F2, F12
holding NVDA Common Stock 5.01M Aug 2, 2021 By Irrevocable Remainder Trust F2, F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NVDA Employee Stock Option (Right to Buy) Options Exercise $0 -400K -66.67% $0.00 200K Aug 2, 2021 Common Stock 400K $3.62 Direct F1, F2, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was pursuant to a 10b5-1 Plan, as adjusted to give effect to a four-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on July 19, 2021 (the "stock split").
F2 Adjusted to reflect the stock split.
F3 Represents weighted average sales price. The shares were sold at prices ranging from $193.75 to $194.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 Represents weighted average sales price. The shares were sold at prices ranging from $194.76 to $195.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Represents weighted average sales price. The shares were sold at prices ranging from $195.76 to $196.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 Represents weighted average sales price. The shares were sold at prices ranging from $196.85 to $197.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7 Represents weighted average sales price. The shares were sold at prices ranging from $197.85 to $198.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8 Represents weighted average sales price. The shares were sold at prices ranging from $198.85 to $199.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9 As previously disclosed, on June 22, 2021, 2,930 pre-stock split shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement, and 2,930 pre-stock split shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred for no consideration to the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 to satisfy annuity payments (collectively, the "GRAT transfer shares"). Additional shares issued in connection with the stock split with respect to the GRAT transfer shares were delivered to The Lori Lynn Huang 2016 Annuity Trust II Agreement and The Jen-Hsun Huang 2016 Annuity Trust II Agreement.
F10 The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
F11 The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
F12 The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
F13 The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee.
F14 Fully vested.