Jen Hsun Huang - Sep 1, 2021 Form 4 Insider Report for NVIDIA CORP (NVDA)

Signature
/s/ Rebecca Peters, Attorney-in-Fact for Jen-Hsun Huang
Stock symbol
NVDA
Transactions as of
Sep 1, 2021
Transactions value $
-$44,312,472
Form type
4
Date filed
9/3/2021, 04:07 PM
Previous filing
Aug 4, 2021
Next filing
Sep 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NVDA Common Stock Options Exercise $723K +200K +3.86% $3.62* 5.38M Sep 1, 2021 Direct F1
transaction NVDA Common Stock Sale -$15M -66.9K -1.24% $224.47 5.32M Sep 1, 2021 Direct F1, F2
transaction NVDA Common Stock Sale -$19.5M -86.6K -1.63% $225.21 5.23M Sep 1, 2021 Direct F1, F3
transaction NVDA Common Stock Sale -$10.2M -45.1K -0.86% $226.12 5.18M Sep 1, 2021 Direct F1, F4
transaction NVDA Common Stock Sale -$317K -1.4K -0.03% $226.78 5.18M Sep 1, 2021 Direct F1, F5
holding NVDA Common Stock 62.6M Sep 1, 2021 By Trust F6
holding NVDA Common Stock 4.95M Sep 1, 2021 By Partnership F7
holding NVDA Common Stock 2.99M Sep 1, 2021 The Lori Lynn Huang 2016 Annuity Trust II Agreement
holding NVDA Common Stock 2.99M Sep 1, 2021 The Jen-Hsun Huang 2016 Annuity Trust II Agreement
holding NVDA Common Stock 2.23M Sep 1, 2021 By Irrevocable Trust F8
holding NVDA Common Stock 5.01M Sep 1, 2021 By Irrevocable Remainder Trust F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NVDA Employee Stock Option (Right to Buy) Options Exercise $0 -200K -100% $0.00* 0 Sep 1, 2021 Common Stock 200K $3.62 Direct F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was pursuant to a 10b5-1 Plan.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $223.75 to $224.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 Represents weighted average sales price. The shares were sold at prices ranging from $224.75 to $225.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 Represents weighted average sales price. The shares were sold at prices ranging from $225.75 to $226.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Represents weighted average sales price. The shares were sold at prices ranging from $226.75 to $226.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
F7 The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
F8 The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
F9 The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee.
F10 Fully vested.