JAMES V. CONTINENZA - 26 Feb 2023 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role: Executive Chairman and CEO, Director
Signature: /s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza
Issuer symbol: KODK
Transactions as of: 26 Feb 2023
Transactions value $: $0
Form type: 4
Filing time: 28 Feb 2023, 15:37:38 UTC
Previous filing: 21 Feb 2023
Next filing: 01 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	KODK	Common Stock, par value $.01	Options Exercise	$0	+100,000	+12%	$0	964,369	26 Feb 2023	Direct	F1
transaction	KODK	Common Stock, par value $.01	Options Exercise	$0	+100,000	+10%	$0	1,064,369	26 Feb 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KODK	Restricted Stock Units	Options Exercise	$0	-100,000	-50%	$0	100,000	26 Feb 2023	Common Stock, par value $.01	100,000	$0	Direct	F1, F2
transaction	KODK	Restricted Stock Units	Options Exercise	$0	-100,000	-33%	$0	200,000	26 Feb 2023	Common stock, par value $.01	100,000	$0	Direct	F1, F3
transaction	KODK	Restricted Stock Units	Award	$0	+300,000		$0	300,000	26 Feb 2023	Common stock, par value $.01	300,000	$0	Direct	F1, F4
holding	KODK	Phantom Stock						241,589	26 Feb 2023	Common Stock, par value $.01	241,589	$0	Direct	F5
holding	KODK	Stock Option (Right to Buy)						981,707	26 Feb 2023	Common Stock, par value $.01	981,707	$3.03	Direct	F6
holding	KODK	Stock Option (Right to Buy)						298,780	26 Feb 2023	Common Stock, par value $.01	298,780	$4.53	Direct	F6
holding	KODK	Stock Option (Right to Buy)						298,780	26 Feb 2023	Common Stock, par value $.01	298,780	$6.03	Direct	F6
holding	KODK	Stock Option (Right to Buy)						170,733	26 Feb 2023	Common Stock, par value $.01	170,733	$12	Direct	F6
holding	KODK	Stock Option (Right to Buy)						1,150,000	26 Feb 2023	Common Stock, par value $.01	1,150,000	$3.03	Direct	F6
holding	KODK	Stock Option (Right to Buy)						350,000	26 Feb 2023	Common Stock, par value $.01	350,000	$4.53	Direct	F6
holding	KODK	Stock Option (Right to Buy)						350,000	26 Feb 2023	Common Stock, par value $.01	350,000	$6.03	Direct	F6
holding	KODK	Stock Option (Right to Buy)						200,000	26 Feb 2023	Common Stock, par value $.01	200,000	$12	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These restricted stock units convert into common stock on a one-for-one basis.
F2	100,000 restricted stock units vested on 2/26/2023 and, except as otherwise provided in the award notice, the remaining restricted stock units will vest on 2/26/2024.
F3	100,000 restricted stock units vested on 2/26/2023 and, except as otherwise provided in the award notice, the remaining restricted stock units will vest in substantially equal installments on each of 2/26/2024 and 2/26/2025.
F4	These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 2/26/2024, 2/26/2025 and 2/26/2026.
F5	Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
F6	This option is fully vested as of the date of this report.