JAMES V. CONTINENZA - 29 Nov 2023 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Executive Chairman and CEO, Director
Signature
/s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza
Issuer symbol
KODK
Transactions as of
29 Nov 2023
Transactions value $
$0
Form type
4
Filing time
01 Dec 2023, 16:32:22 UTC
Previous filing
28 Feb 2023
Next filing
12 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KODK Common Stock, par value $.01 1,064,369 29 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Award $0 +589,006 $0 589,006 29 Nov 2023 Common Stock, par value $.01 589,006 $0 Direct F1, F2
holding KODK Restricted Stock Units 100,000 29 Nov 2023 Common Stock, par value $.01 100,000 $0 Direct F1, F3
holding KODK Restricted Stock Units 200,000 29 Nov 2023 Common stock, par value $.01 200,000 $0 Direct F1, F4
holding KODK Restricted Stock Units 300,000 29 Nov 2023 Common stock, par value $.01 300,000 $0 Direct F1, F5
holding KODK Phantom Stock 241,589 29 Nov 2023 Common Stock, par value $.01 241,589 $0 Direct F6
holding KODK Stock Option (Right to Buy) 981,707 29 Nov 2023 Common Stock, par value $.01 981,707 $3.03 Direct F7
holding KODK Stock Option (Right to Buy) 298,780 29 Nov 2023 Common Stock, par value $.01 298,780 $4.53 Direct F7
holding KODK Stock Option (Right to Buy) 298,780 29 Nov 2023 Common Stock, par value $.01 298,780 $6.03 Direct F7
holding KODK Stock Option (Right to Buy) 170,733 29 Nov 2023 Common Stock, par value $.01 170,733 $12 Direct F7
holding KODK Stock Option (Right to Buy) 1,150,000 29 Nov 2023 Common Stock, par value $.01 1,150,000 $3.03 Direct F7
holding KODK Stock Option (Right to Buy) 350,000 29 Nov 2023 Common Stock, par value $.01 350,000 $4.53 Direct F7
holding KODK Stock Option (Right to Buy) 350,000 29 Nov 2023 Common Stock, par value $.01 350,000 $6.03 Direct F7
holding KODK Stock Option (Right to Buy) 200,000 29 Nov 2023 Common Stock, par value $.01 200,000 $12 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 11/29/2024, 11/29/2025 and 11/29/2026.
F3 These restricted stock units will vest on 2/26/2024, except as otherwise provided in the award notice.
F4 These restricted stock units will vest in substantially equal installments on each of 2/26/2024 and 2/26/2025, except as otherwise provided in the award notice.
F5 These restricted stock units will vest in substantially equal installments on each of 2/26/2024, 2/26/2025 and 2/26/2026, except as otherwise provided in the award notice.
F6 Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
F7 This option is fully vested as of the date of this report.