David V. Auld - 17 Mar 2023 Form 4 Insider Report for HORTON D R INC /DE/ (DHI)

Role
President and CEO, Director
Signature
David V. Auld
Issuer symbol
DHI
Transactions as of
17 Mar 2023
Transactions value $
-$128,231
Form type
4
Filing time
21 Mar 2023, 19:30:16 UTC
Previous filing
14 Mar 2023
Next filing
27 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Options Exercise $0 +4.28K +0.64% $0.00 674K 17 Mar 2023 Direct F1
transaction DHI Common Stock Tax liability -$128K -1.32K -0.2% $97.44 673K 17 Mar 2023 Direct F2, F3
holding DHI Common Stock 211K 17 Mar 2023 Held by Trusts of Mr. Auld's children. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Restricted Stock Unit Options Exercise $0 -4.28K -52.96% $0.00 3.8K 17 Mar 2023 Common Stock 4.28K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit converts into one share of DHI common stock.
F2 These shares were surrendered to issuer to cover tax obligations of the 4,278 restricted stock units awarded March 17, 2021.
F3 Following all transactions listed on this Form 4, Mr. Auld owns directly 672,789 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock.
F4 On March 17, 2021, the reporting person was granted 12,835 restricted stock units, vesting in three annual installments beginning March 17, 2022.