David V. Auld - 23 Mar 2023 Form 4 Insider Report for HORTON D R INC /DE/ (DHI)

Role
President and CEO, Director
Signature
/s/ David V. Auld
Issuer symbol
DHI
Transactions as of
23 Mar 2023
Transactions value $
-$453,575
Form type
4
Filing time
27 Mar 2023, 16:27:29 UTC
Previous filing
21 Mar 2023
Next filing
20 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DHI Common Stock Options Exercise $0 +12.7K +1.89% $0.00 686K 23 Mar 2023 Direct F1
transaction DHI Common Stock Tax liability -$454K -4.71K -0.69% $96.28 681K 23 Mar 2023 Direct F2, F3
holding DHI Common Stock 211K 23 Mar 2023 Held by Trusts of Mr. Auld's children. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DHI Restricted Stock Unit Options Exercise $0 -12.7K -34.62% $0.00 24K 23 Mar 2023 Common Stock 12.7K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit converts into one share of DHI common stock.
F2 These shares were surrendered to issuer to cover tax obligations of the 12,732 shares of DHI common stock issued upon the vesting of the restricted stock units awarded March 23, 2022.
F3 Following all transactions listed on this Form 4, Mr. Auld owns directly 680,810 shares of DHI common stock and indirectly holds 211,200 shares of DHI common stock.
F4 On March 23, 2022, the reporting person was granted 38,197 restricted stock units, vesting in three annual installments beginning March 23, 2023.