Robert K. Hatcher - 30 Jun 2023 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Yvette Heinrichson, as attorney-in-fact
Issuer symbol
SWKH
Transactions as of
30 Jun 2023
Transactions value $
$13,744
Form type
4
Filing time
05 Jul 2023, 20:25:05 UTC
Previous filing
04 Apr 2023
Next filing
03 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award $13,743 +821 +13.1% $16.74 7,102 30 Jun 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $16.74 closing price of the common stock on June 30, 2023. The restricted shares vest on June 30, 2024, subject to the Reporting Person's continued service through such vesting date.
F2 Due to an administrative error, on January 4, 2023, the Reporting Person mistakenly reported the acquisition of 1,120 shares of common stock in lieu of cash compensation for his services as a director. The amounts reported in column 5 of this Form 4 have been updated to reflect the Reporting Person's corrected ownership.