Robert K. Hatcher - 02 Oct 2023 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Yvette Heinrichson, as attorney-in-fact
Issuer symbol
SWKH
Transactions as of
02 Oct 2023
Transactions value $
$13,758
Form type
4
Filing time
03 Oct 2023, 16:33:52 UTC
Previous filing
05 Jul 2023
Next filing
04 Jan 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award $13,757 +868 +12% $15.85 7,970 02 Oct 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $15.85 closing price of the common stock on October 2, 2023. The restricted shares vest on October 2, 2024, subject to the Reporting Person's continued service through such vesting date.