Mustafa Ozgen - 03 Sep 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Pres, Devices, Prod, and Tech
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
03 Sep 2024
Transactions value $
-$312,665
Form type
4
Filing time
05 Sep 2024, 18:24:54 UTC
Previous filing
20 Aug 2024
Next filing
19 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +9,668 +79% $0 21,833 03 Sep 2024 Direct
transaction ROKU Class A Common Stock Tax liability -$312,664 -4,794 -22% $65.22 17,039 03 Sep 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -4,759 -25% $0 14,276 03 Sep 2024 Class A Common Stock 4,759 Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -4,909 -11% $0 39,278 03 Sep 2024 Class A Common Stock 4,909 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 3, 2024.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
F4 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.