Mustafa Ozgen - 15 Nov 2024 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Pres, Devices, Prod, and Tech
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
15 Nov 2024
Transactions value $
-$562,048
Form type
4
Filing time
19 Nov 2024, 18:50:07 UTC
Previous filing
05 Sep 2024
Next filing
05 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +16,457 +97% $0 33,496 15 Nov 2024 Direct
transaction ROKU Class A Common Stock Tax liability -$562,048 -8,161 -24% $68.87 25,335 15 Nov 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -4,758 -33% $0 9,518 15 Nov 2024 Class A Common Stock 4,758 Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -4,910 -13% $0 34,368 15 Nov 2024 Class A Common Stock 4,910 Direct F2, F4
transaction ROKU Restricted Stock Unit Options Exercise $0 -6,789 -8.3% $0 74,688 15 Nov 2024 Class A Common Stock 6,789 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
F4 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
F5 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.