JOHN F. SCHULTZ - 07 Dec 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, COLO
Signature: Ki Hoon Kim as Attorney-in-Fact for John F. Schultz
Issuer symbol: HPE
Transactions as of: 07 Dec 2024
Transactions value $: $5,062,216
Form type: 4
Filing time: 10 Dec 2024, 21:34:55 UTC
Previous filing: 04 Sep 2024
Next filing: 11 Dec 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Award	$1,874,159	+78,253	+28%	$23.95	357,317	07 Dec 2024	Direct	F1, F2
transaction	HPE	Common Stock	Tax liability	-$737,492	-30,793	-8.6%	$23.95	326,524	07 Dec 2024	Direct
transaction	HPE	Common Stock	Award	$2,725,342	+113,793	+35%	$23.95	440,317	07 Dec 2024	Direct	F3
transaction	HPE	Common Stock	Tax liability	-$1,072,457	-44,779	-10%	$23.95	395,538	07 Dec 2024	Direct
transaction	HPE	Common Stock	Award	$369,883	+15,444	+3.9%	$23.95	410,982	07 Dec 2024	Direct	F4
transaction	HPE	Common Stock	Tax liability	-$145,568	-6,078	-1.5%	$23.95	404,904	07 Dec 2024	Direct
transaction	HPE	Common Stock	Options Exercise	$1,600,554	+66,829	+17%	$23.95	471,733	08 Dec 2024	Direct
transaction	HPE	Common Stock	Tax liability	-$594,319	-24,815	-5.3%	$23.95	446,918	08 Dec 2024	Direct
transaction	HPE	Common Stock	Options Exercise	$1,718,244	+71,743	+16%	$23.95	518,661	07 Dec 2024	Direct
transaction	HPE	Common Stock	Tax liability	-$676,132	-28,231	-5.4%	$23.95	490,430	07 Dec 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+1,459	+2.6%		56,943	11 Jan 2024	Common Stock	1,459		Direct	F5, F6
transaction	HPE	Restricted Stock Units	Award		+292	+2.7%		11,231	11 Jan 2024	Common Stock	291		Direct	F5, F7
transaction	HPE	Restricted Stock Units	Options Exercise		-66,829	-50%		66,827	08 Dec 2024	Common Stock	66,829		Direct	F5, F8, F9
transaction	HPE	Restricted Stock Units	Options Exercise		-71,743	-33%		143,482	07 Dec 2024	Common Stock	71,743		Direct	F5, F10, F11

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The total beneficial ownership includes 495.3580 shares at $16.15 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/24 with respect to shares held under the ESPP, and 432.0610 shares at $18.5160 per share acquired under the ESPP on 10/31/24 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of dividends paid in shares for 5.3170 shares at $16.3556 per share received on 01/14/24; 4.9530 shares at $17.6969 per share received on 04/12/24; 4.2060 shares at $20.9918 per share received on 07/19/24; and 4.3340 shares at $20.4968 per share received on 10/21/24.
F2	On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3	On 12/08/22 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F4	On 06/21/22 the reporting person was granted PARSUs subject to subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% 2 and 3 years subject to performance and are issued in Issuer's common stock.
F5	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F6	As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 414.2370 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 389.2687 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 328.0629 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 327.7458 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
F7	As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 82.8522 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 77.8582 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 65.6164 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 65.5529 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
F8	As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, 63,118 of which vested on 12/08/24 and 63,118 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F9	The number of derivative securities in column 5 reflects 1,002.4850 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 942.0597 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 793.9371 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 793.1696 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 3,711 vested dividend equivalent rights and a de minimus adjustment of 0.3486 due to fractional rounding of the dividend equivalent rights.
F10	As previously reported, on 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which vested on 12/07/24, and 69,789 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,662.6579 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 1,562.4403 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 1,316.7736 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 1,315.5007 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
F11	The number of derivative securities in column 5 reflects 1,954 vested dividend equivalent rights and a de minimus adjustment of 0.6275 due to fractional rounding of the dividend equivalent rights.