JOHN F. SCHULTZ - 09 Dec 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, COLO
Signature
Ki Hoon Kim as Attorney-in-Fact for John F. Schultz
Issuer symbol
HPE
Transactions as of
09 Dec 2024
Transactions value $
$989,524
Form type
4
Filing time
11 Dec 2024, 18:27:38 UTC
Previous filing
10 Dec 2024
Next filing
12 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $1,315,975 +56,944 +12% $23.11 547,374 09 Dec 2024 Direct
transaction HPE Common Stock Tax liability -$489,516 -21,182 -3.9% $23.11 526,192 09 Dec 2024 Direct
transaction HPE Common Stock Options Exercise $259,571 +11,232 +2.1% $23.11 537,424 09 Dec 2024 Direct
transaction HPE Common Stock Tax liability -$96,507 -4,176 -0.78% $23.11 533,248 09 Dec 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -56,944 -100% 0 09 Dec 2024 Common Stock 56,944 Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -11,232 -100% 0 09 Dec 2024 Common Stock 11,232 Direct F1, F3
transaction HPE Restricted Stock Units Award +173,085 173,085 09 Dec 2024 Common Stock 173,085 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,782 vested dividend equivalent rights and a de minimus adjustment of 0.6856 due to fractional rounding of the dividend equivalent rights.
F3 As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which vested on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 799 vested dividend equivalent rights and a de minimus adjustment of 0.1203 due to fractional rounding of the dividend equivalent rights.
F4 On 12/09/24, the reporting person was granted 173,085 RSUs, 57,695 of which will vest on each of 12/09/25, 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.