| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Ozgen Mustafa | Pres, Devices, Prod, and Tech | C/O ROKU, INC., 1173 COLEMAN AVE., SAN JOSE | /s/ Renee Strandness, attorney-in-fact | 2025-09-04 | 0001767033 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROKU | Class A Common Stock | Options Exercise | $0 | +11.7K | +26.94% | $0.00 | 55.1K | Sep 2, 2025 | Direct | |
| transaction | ROKU | Class A Common Stock | Tax liability | -$441K | -4.61K | -8.35% | $95.86 | 50.5K | Sep 2, 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROKU | Restricted Stock Unit | Options Exercise | $0 | -4.91K | -20% | $0.00 | 19.6K | Sep 2, 2025 | Class A Common Stock | 4.91K | Direct | F2, F3 | |
| transaction | ROKU | Restricted Stock Unit | Options Exercise | $0 | -6.79K | -11.11% | $0.00 | 54.3K | Sep 2, 2025 | Class A Common Stock | 6.79K | Direct | F2, F4 |
| Id | Content |
|---|---|
| F1 | Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 2, 2025. |
| F2 | Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. |
| F3 | This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| F4 | This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |