Mustafa Ozgen - 09 Sep 2025 Form 4 Insider Report for ROKU, INC (ROKU)

Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
09 Sep 2025
Net transactions value
-$5,052,700
Form type
4
Filing time
10 Sep 2025, 18:15:04 UTC
Previous filing
04 Sep 2025
Next filing
19 Nov 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ozgen Mustafa Pres, Devices, Prod, and Tech C/O ROKU, INC., 1173 COLEMAN AVE., SAN JOSE /s/ Renee Strandness, attorney-in-fact 10 Sep 2025 0001767033

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Sale $5,052,700 -50,527 -100% $100.00 0 09 Sep 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.