Warren Stone - Feb 21, 2025 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Signature
/s/ Ali Olivo, Attorney-in-Fact
Stock symbol
NEO
Transactions as of
Feb 21, 2025
Transactions value $
$0
Form type
4
Date filed
2/25/2025, 04:39 PM
Previous filing
Jan 16, 2025
Next filing
Apr 3, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Options Exercise $0 +8.44K +9.95% $0.00 93.3K Feb 23, 2025 Direct F1
transaction NEO Common Stock Tax liability $0 -2.47K -2.65% $0.00 90.8K Feb 23, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEO Stock Option (Right to Buy) Award $0 +143K $0.00 143K Feb 21, 2025 Common Stock 143K $13.05 Direct F3, F4
transaction NEO Restricted Stock Unit Award $0 +84.3K $0.00 84.3K Feb 21, 2025 Common Stock 84.3K $0.00 Direct F5, F6
transaction NEO Restricted Stock Unit Options Exercise $0 -8.44K -33.33% $0.00 16.9K Feb 23, 2025 Common Stock 8.44K $0.00 Direct F6, F7
holding NEO Stock Option (Right to Buy) 166K Feb 21, 2025 Common Stock 166K $11.21 Direct F8
holding NEO Stock Option (Right to Buy) 54K Feb 21, 2025 Common Stock 54K $19.65 Direct F9
holding NEO Restricted Stock Unit 19.2K Feb 21, 2025 Common Stock 19.2K $0.00 Direct F6, F10
holding NEO Performance Stock Unit 21.2K Feb 21, 2025 Common Stock 21.2K $0.00 Direct F6, F11
holding NEO Stock Option (Right to Buy) 42.3K Feb 21, 2025 Common Stock 42.3K $16.45 Direct F12
holding NEO Performance Stock Unit 25.3K Feb 21, 2025 Common Stock 25.3K $0.00 Direct F6, F13
holding NEO Stock Option (Right to Buy) 30K Feb 21, 2025 Common Stock 30K $13.96 Direct F14
holding NEO Restricted Stock Unit 17.9K Feb 21, 2025 Common Stock 17.9K $0.00 Direct F6, F15
holding NEO Performance Stock Unit 17.9K Feb 21, 2025 Common Stock 17.9K $0.00 Direct F6, F16
holding NEO Restricted Stock Unit 59.4K Feb 21, 2025 Common Stock 59.4K $0.00 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit is the economic equivalent of one share of NeoGenomics common stock and is converted into common stock upon vesting.
F2 Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units.
F3 This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%.
F4 On February 21, 2025, Mr. Stone was granted 143,266 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F5 On February 21, 2025, Mr. Stone was granted 84,317 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F6 Once vested, the shares of common stock are not subject to expiration.
F7 On February 23, 2024, Mr. Stone was granted 25,329 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F8 On December 1, 2022, Mr. Stone was granted 166,113 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F9 On May 11, 2023, Mr. Stone was granted 53,969 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F10 On May 11, 2023, Mr. Stone was granted 28,838 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F11 On May 11, 2023, Mr. Stone was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to theperformance criteria is31,806. The number of performance stock units that may vest is based on the achievement of certain growth goals based on the weighted average price of the Company's common stock overthe 20-day trailing trading period at theapplicable measurement dates, subject to continued service with the Company.
F12 On February 23, 2024, Mr. Stone was granted 42,344 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F13 On February 23, 2024, Mr. Stone was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to theperformance criteria is37,996. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company'scommon stock over the 20-day trailing trading period atthe applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based onthe achievement of certain revenue growth goals based on the achievement of thecumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F14 On May 2, 2024, Mr. Stone was granted 29,976 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F15 On May 2, 2024, Mr. Stone was granted 17,905 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F16 On May 2, 2024, Mr. Stone was granted 17,908 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to theperformance criteria is26,862. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company'scommon stock over the 20-day trailing trading period atthe applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based onthe achievement of certain revenue growth goals based on the achievement of thecumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.