Warren Stone - Apr 1, 2025 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Signature
/s/ Ali Olivo, Attorney-in-Fact
Stock symbol
NEO
Transactions as of
Apr 1, 2025
Transactions value $
$0
Form type
4
Date filed
4/3/2025, 04:07 PM
Previous filing
Feb 25, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NEO Common Stock 90.8K Apr 1, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEO Stock Option (Right to Buy) Award $0 +94.5K $0.00 94.5K Apr 1, 2025 Common Stock 94.5K $10.44 Direct F1, F2
transaction NEO Restricted Stock Unit Award $0 +52.7K $0.00 52.7K Apr 1, 2025 Common Stock 52.7K $0.00 Direct F3, F4
holding NEO Stock Option (Right to Buy) 166K Apr 1, 2025 Common Stock 166K $11.21 Direct F5
holding NEO Stock Option (Right to Buy) 54K Apr 1, 2025 Common Stock 54K $19.65 Direct F6
holding NEO Restricted Stock Unit 19.2K Apr 1, 2025 Common Stock 19.2K $0.00 Direct F4, F7
holding NEO Performance Stock Unit 21.2K Apr 1, 2025 Common Stock 21.2K $0.00 Direct F4, F8
holding NEO Stock Option (Right to Buy) 42.3K Apr 1, 2025 Common Stock 42.3K $16.45 Direct F9
holding NEO Restricted Stock Unit 16.9K Apr 1, 2025 Common Stock 16.9K $0.00 Direct F4, F10
holding NEO Performance Stock Unit 25.3K Apr 1, 2025 Common Stock 25.3K $0.00 Direct F4, F11
holding NEO Stock Option (Right to Buy) 30K Apr 1, 2025 Common Stock 30K $13.96 Direct F12
holding NEO Restricted Stock Unit 17.9K Apr 1, 2025 Common Stock 17.9K $0.00 Direct F4, F13
holding NEO Performance Stock Unit 17.9K Apr 1, 2025 Common Stock 17.9K $0.00 Direct F4, F14
holding NEO Restricted Stock Unit 59.4K Apr 1, 2025 Common Stock 59.4K $0.00 Direct F4
holding NEO Stock Option (Right to Buy) 143K Apr 1, 2025 Common Stock 143K $13.05 Direct F15, F16
holding NEO Restricted Stock Unit 84.3K Apr 1, 2025 Common Stock 84.3K $0.00 Direct F4, F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on April 1, 2025 and multiplied by 110%.
F2 On April 1, 2025, Mr. Stone was granted 94,518 stock options. These options vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
F3 On April 1, 2025, Mr. Stone was granted 52,687 restricted stock units. These restricted stock units vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
F4 Once vested, the shares of common stock are not subject to expiration.
F5 On December 1, 2022, Mr. Stone was granted 166,113 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6 On May 11, 2023, Mr. Stone was granted 53,969 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F7 On May 11, 2023, Mr. Stone was granted 28,838 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F8 On May 11, 2023, Mr. Stone was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 31,806. The number of performance stock units that may vest is based on the achievement of certain growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
F9 On February 23, 2024, Mr. Stone was granted 42,344 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F10 On February 23, 2024, Mr. Stone was granted 25,329 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F11 On February 23, 2024, Mr. Stone was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 37,996. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based onthe achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F12 On May 2, 2024, Mr. Stone was granted 29,976 stock options. These options vest ratably over the first three anniversary dates of the grant date.
F13 On May 2, 2024, Mr. Stone was granted 17,905 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
F14 On May 2, 2024, Mr. Stone was granted 17,908 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 26,862. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company.
F15 This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%.
F16 On February 21, 2025, Mr. Stone was granted 143,266 stock options. At the time of the grant, the options vested ratably over the first three anniversary dates of the grant date. In connection with Mr. Stone's promotion to President & Chief Operating Officer on April 1, 2025, the vesting schedule of these options was modified so that they now vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.
F17 On February 21, 2025, Mr. Stone was granted 84,317 restricted stock units. At the time of the grant, the restricted stock units vested ratably over the first three anniversary dates of the grant date. In connection with Mr. Stone's promotion to President & Chief Operating Officer on April 1, 2025, the vesting schedule of these restricted stock units was modified so that they now vest ratably on the 12-month, 18-month and 24-month anniversary dates of the grant date.