Michael R. Guzzetta - 19 Aug 2021 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
CFO
Signature
/s/ Michael R. Guzzetta
Issuer symbol
PKTX
Transactions as of
19 Aug 2021
Transactions value $
$650
Form type
4
Filing time
02 Sep 2021, 18:35:33 UTC
Previous filing
06 Aug 2021
Next filing
17 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PKTX Common Stock Purchase $275 +2,500 +0.36% $0.11 703,869 19 Aug 2021 Direct F1
transaction PKTX Common Stock Purchase $150 +1,000 +0.14% $0.15 704,869 26 Aug 2021 Direct F1
transaction PKTX Common Stock Purchase $225 +1,500 +0.21% $0.15 706,369 01 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PKTX Stock Option 7,500,000 19 Aug 2021 Common Stock 7,500,000 $0.11 Direct F2
holding PKTX Stock Option 260,000 19 Aug 2021 Common Stock 260,000 $0.11 Direct F3
holding PKTX Stock Option 4,000,000 19 Aug 2021 Common Stock 4,000,000 $0.09 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of shares on the open market.
F2 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
F3 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. 65,000 shares of common stock vest September 30, 2021; thereafter 65,000 shares vest every three months.
F4 Options granted pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on June 12, 2020. Fully vested.