Michael R. Guzzetta - Mar 15, 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
CFO
Signature
/s/ Michael R. Guzzetta
Stock symbol
PKTX
Transactions as of
Mar 15, 2022
Transactions value $
$0
Form type
4
Date filed
3/17/2022, 08:19 PM
Previous filing
Sep 2, 2021
Next filing
May 18, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PKTX Common Stock 706K Mar 15, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKTX Stock Option Award $0 +1.5M $0.00 1.5M Mar 15, 2022 Common Stock 1.5M $0.06 Direct F1
holding PKTX Stock Option 7.5M Mar 15, 2022 Common Stock 7.5M $0.11 Direct F2
holding PKTX Stock Option 260K Mar 15, 2022 Common Stock 260K $0.11 Direct F3
holding PKTX Stock Option 4M Mar 15, 2022 Common Stock 4M $0.09 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on March 15, 2022. 375,000 shares of common stock vest March 31, 2022; thereafter 375,000 shares vest every three months.
F2 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
F3 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. 65,000 shares of common stock vest September 30, 2021; thereafter 65,000 shares vest every three months.
F4 Options granted pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on June 12, 2020. Fully vested.