Lachlan Grant Young - 07 Dec 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
10%+ Owner
Signature
/s/Lachlan Grant Young
Issuer symbol
PKTX
Transactions as of
07 Dec 2022
Net transactions value
$0
Form type
4
Filing time
09 Dec 2022, 15:56:29 UTC
Previous filing
17 Mar 2022
Next filing
14 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PKTX Common Stock 10,021,250 07 Dec 2022 Direct
holding PKTX Common Stock 1,125,600 07 Dec 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKTX Stock Option Other $0 -2,000,000 -100% $0.000000* 0 07 Dec 2022 Common Stock 2,000,000 $0.0600 Direct F2
transaction PKTX Stock Option Other $0 -33,500,000 -100% $0.000000* 0 07 Dec 2022 Common Stock 33,500,000 $0.1100 Direct F2
transaction PKTX Stock Option Other $0 -780,000 -100% $0.000000* 0 07 Dec 2022 Common Stock 780,000 $0.1100 Direct F2
transaction PKTX Stock Option Award $0 +34,280,000 $0.000000 34,280,000 07 Dec 2022 Common Stock 34,280,000 $0.0280 Direct F3
transaction PKTX Stock Option Award $0 +2,000,000 $0.000000 2,000,000 07 Dec 2022 Common Stock 2,000,000 $0.0280 Direct F4
holding PKTX Warrant 6,000,000 07 Dec 2022 Common Stock 6,000,000 $0.2600 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by Mr. Young's wife.
F2 Cancellation of options for no value received.
F3 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.
F4 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. 1,500,000 options vested December 7, 2022; 500,000 options vest December 31, 2022.