Lachlan Grant Young - 13 Dec 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
10%+ Owner
Signature
/s/ Lachlan Grant Young
Issuer symbol
PKTX
Transactions as of
13 Dec 2022
Net transactions value
$0
Form type
4
Filing time
14 Dec 2022, 14:28:36 UTC
Previous filing
09 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PKTX Common Stock Other $0 -1,125,600 -100% $0.000000* 0 13 Dec 2022 See note F1
holding PKTX Common Stock 10,021,250 13 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKTX Warrant Other $0 -6,000,000 -100% $0.000000* 0 13 Dec 2022 Common Stock 6,000,000 $0.2600 Direct F2
transaction PKTX Warrant Award $0 +6,000,000 $0.000000 6,000,000 13 Dec 2022 Common Stock 6,000,000 $0.0280 Direct F3
holding PKTX Stock Option 34,280,000 13 Dec 2022 Common Stock 34,280,000 $0.0280 Direct F4
holding PKTX Stock Option 2,000,000 13 Dec 2022 Common Stock 2,000,000 $0.0280 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Young no longer exercises control over shares owned by his wife.
F2 Cancellation of warrants for no value received.
F3 Warrants granted on December 13, 2022. Fully vested.
F4 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.
F5 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. 1,500,000 options vested December 7, 2022; 500,000 options vest December 31, 2022.