JOHN T. MCDONALD - 16 Sep 2022 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role
CEO, Director
Signature
/s/ Kin Gill (as attorney-in-fact for Mr. McDonald)
Issuer symbol
UPLD
Transactions as of
16 Sep 2022
Net transactions value
-$68,146
Form type
4
Filing time
20 Sep 2022, 16:33:34 UTC
Previous filing
25 Aug 2022
Next filing
25 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Tax liability $68,146 -7,265 -0.49% $9.38 1,489,947 16 Sep 2022 Direct F1, F2
holding UPLD Common Stock 243,738 16 Sep 2022 By National Financial Services as Cust FBO J. McDonald RRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.
F2 Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.