JOHN T. MCDONALD - 21 Oct 2022 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role
CEO, Director
Signature
/s/ Kin Gill (as attorney-in-fact for Mr. McDonald)
Issuer symbol
UPLD
Transactions as of
21 Oct 2022
Net transactions value
$0
Form type
4
Filing time
25 Oct 2022, 16:24:42 UTC
Previous filing
20 Sep 2022
Next filing
20 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Award $0 +100,000 +6.7% $0.000000 1,589,947 21 Oct 2022 Direct F1, F2
holding UPLD Common Stock 243,738 21 Oct 2022 By National Financial Services as Cust FBO J. McDonald RRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units vesting in twelve equal quarterly installments starting on Dec 16, 2022 and ending on September 16, 2025; provided that the participant continues to be a service provider through each such vesting date.
F2 Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.