Anthony Fassino - Jan 12, 2025 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Anthony Fassino
Stock symbol
CAT
Transactions as of
Jan 12, 2025
Transactions value $
-$188,045
Form type
4
Date filed
1/14/2025, 05:45 PM
Previous filing
Dec 2, 2024
Next filing
Feb 13, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Tax liability -$188K -526 -1.57% $357.50 33K Jan 12, 2025 Direct F1
holding CAT Common Stock 1.46K Jan 12, 2025 Held by 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of Restricted Stock Units granted January 12, 2024.
F2 The information in this report is based on a 401(k) plan statement dated as of December 31, 2024.