Anthony Fassino - Feb 11, 2025 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Anthony Fassino
Stock symbol
CAT
Transactions as of
Feb 11, 2025
Transactions value $
-$1,509,557
Form type
4
Date filed
2/13/2025, 02:35 PM
Previous filing
Jan 14, 2025
Next filing
Mar 5, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +9.9K +29.97% $0.00 42.9K Feb 11, 2025 Direct
transaction CAT Common Stock Tax liability -$1.51M -4.16K -9.69% $362.70 38.8K Feb 11, 2025 Direct F1
holding CAT Common Stock 1.47K Feb 11, 2025 Held by 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022.
F2 The information in this report is based on a 401(k) plan statement dated as of January 31, 2025.