James Fielding - May 28, 2025 Form 4 Insider Report for XCel Brands, Inc. (XELB)

Role
Director
Signature
/s/ James Fielding
Stock symbol
XELB
Transactions as of
May 28, 2025
Transactions value $
$0
Form type
4
Date filed
5/30/2025, 02:15 PM
Previous filing
Apr 4, 2024
Next filing
Dec 5, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Fielding James D Director C/O XCEL BRANDS, INC., 550 SEVENTH AVENUE, NEW YORK /s/ James Fielding 2025-05-30 0001745384

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XELB Common Stock Award $0 +1K +20% $0.00 6K May 28, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XELB Stock Options Award $0 0 0% $0.00 2.5K May 28, 2025 Common Stock 2.5K $2.63 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vests as to 50% of the shares on each of April 1, 2026 and April 1, 2027, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
F2 The options vest as to 50% of the shares on each of May 28, 2025 and May 1, 2026.